
As of July 1, 2009, homeowners facing foreclosure have the right to participate in a settlement conference with their lender. The purpose of the conference is to permit them to reach an agreement that could prevent foreclosure. Call your County Clerk to sign up for a settlement conference today!
Full Answer
How do I prepare for a settlement conference?
Settlement conferences may be mandatory (required by the court) or voluntary. [1] Regardless of the type of settlement conference, you should prepare by thinking about what you want and the minimum amount you are willing to settle for. Talk about the case with a lawyer and then submit all required paperwork. Decide what you want.
What is a settlement conference?
A settlement conference is a less formal process and takes less time to resolve a case than a lawsuit or trial. A settlement conference is held either in the conference room or in the judge’s chamber under the control of a jury.
What is a mandatory foreclosure settlement conference in New York?
Currently, New York's Civil Procedure Laws & Rules § 3408 ("Rule 3408") requires parties to a residential foreclosure action to "negotiate in good faith" to reach a mutually agreeable resolution at a mandatory settlement conference, which is to take place within sixty days of the filing of the summons and complaint.
What forms do I need for a settlement conference brief?
Your Form 17C: Settlement Conference Brief If your case involves a claim for equalization of property, your Form 13B: Net Family Property Statement, and updates to your Form 13.1: Financial Statement, your Form 13A Certificate of Disclosure

What is mortgage compliance?
Compliance with applicable mortgage servicing laws, rules, regulations, investor directives, and loss mitigation standards or options concerning loan modifications, short sales, and deeds in lieu of foreclosure; and
How long does it take to settle a foreclosure in New York?
Currently, New York's Civil Procedure Laws & Rules § 3408 ("Rule 3408") requires parties to a residential foreclosure action to "negotiate in good faith" to reach a mutually agreeable resolution at a mandatory settlement conference, which is to take place within sixty days of the filing of the summons and complaint.
What happens if a defendant fails to negotiate in good faith?
A defendant's failure to negotiate in good faith will result in removal of the case from the conference calendar.
What documents do you need to bring to a conference?
As the defendant, you must bring copies of your financial papers to the conference, like pay stubs, benefits information, list of monthly expenses, mortgage statement, proof of any rental income, property tax statements, income tax return, proposals to change your loan terms, and any information about attempts to work out a settlement before.
Is failure to accept an offer made by the other side sufficient to establish a failure to negotiate in good faith?
Notably, neither the failure to make a settlement offer nor to accept an offer made by the other side is sufficient to establish a failure to negotiate in good faith.
Who runs the settlement conference should send you a list of rules or procedures?
Whoever runs the conference should send you a list of rules or procedures. Read these carefully and comply with all rules. This article can only summarize settlement conferences generally, but you always must follow any specific rules given to you.
What is settlement conference?
Settlement conferences are used in all kinds of lawsuits, but they are very common in divorce and personal injury cases. The purpose of the conference is to resolve the dispute in a way that satisfies all parties to the lawsuit. Settlement conferences may be mandatory (required by the court) or voluntary. Regardless of the type of settlement conference, you should prepare by thinking about what you want and the minimum amount you are willing to settle for. Talk about the case with a lawyer and then submit all required paperwork.
What is it called when you reach an impasse?
This is called “caucusing, ” and the mediator might use it if you reach an impasse. Caucusing allows you to speak honestly to the mediator without the other side hearing what you say. You can also ask the mediator for their honest assessment of how they think the settlement conference is going.
What is the role of a mediator in a settlement?
A mediator’s job is to guide the discussion and to get the two sides listening to each other. Even if a judge runs the conference, realize that they will not be deciding anything during it.
What to do if a settlement fails?
If settlement fails, then you’ll probably have to go to court. You should analyze whether you’re likely to win at court. If so, then you can be aggressive at the settlement conference. If your case is weak, then you probably should seek resolution during the settlement conference.
How to find an attorney for a settlement?
You can find an attorney by contacting your local or state bar association and asking for a referral.
Can you use settlement conference statements against you?
Generally, any statement you make in a settlement conference cannot be used against you later in court. For example, if you offer to pay someone $50,000 for their injuries, they can’t use this statement later to show that you are accepting responsibility for their injuries.
4 attorney answers
In San Diego County, the judges will encourage the parties to engage in any form of alternative dispute resolution. If the parties agree, the judge will usually set a deadline of 90-120 days to get it done. In Vista, schedule a settlement conference is done by calling the calendaring clerk for the assigned judge.
Carl H Starrett II
No. Exparte application for order to MSC is not proper. You may request court order parties to attend MSC at next scheduled hearing.
Raymond Eric Areshenko
I am not sure that is how it happens. Yes, for sure a judge can direct that the parties try mediation to settle a lawsuit. But there is no rule that requires a settlement or a counter offer
The procedure of a settlement conference
Both the parties in a settlement conference will provide a brief background about the dispute to the judge so they can help in resolving the case. The judge will then meet the attorneys of the parties separately and listen to their part of the case. This section of the settlement conference is not always attended by the parties themselves.
Purpose of a settlement conference
The main purpose of a settlement conference is to save the cost and time of both the parties and the court by encouraging them to reach an out-of-court settlement and avoid going for a trial.
Who manages the settlement conference?
The settlement conference is conducted by the provincial court judge. However, if the judge couldn’t reach the settlement in a lawsuit, then a trial judge will hear the case who will not be the same who heard the case at a settlement conference.
Why are settlement conferences required?
Settlement conferences are good to settle small claims issues and lawsuits that don’t require open court hearings or trial dates. Except for the cases where the motor vehicle accidents caused property damage.
Who should attend the settlement conference
The parties involved such as claimants/plaintiffs, defendants, and any other involved third party must attend the settlement conference.
Options to consider after a settlement conference
After the arguments and personal meetings between lawyers from both sides and the judge, if the case reaches a settlement, then a judge would immediately issue an order listing down the terms of the settlement.
How to do a settlement conference?
If settlement conferences are typical in your area of practice, consider letting clients know at one of your first meetings that this is an option, and what it entails. Follow up by letter or email to your client once you determine that a settlement conference is the next best step. Discuss whether the parties will be present at the settlement conference, where it will be held, and whether it will be on or off the record. Inform your client, if you can, about the court’s protocol for allowing a substitution of judge after a settlement conference.
When is a settlement conference best conducted?
A settlement conference with the court is best conducted after it has become clear that one or more issues are preventing the parties from coming to an agreement on their own. This means that it is usually more helpful to have a settlement conference closer to a contested hearing or trial.
What is informal settlement conference?
Often, informal settlement conferences are held with attorneys and the judge in chambers, perhaps with the parties present as well, especially if one party is not represented by an attorney. While there are provisions for settlement conferences in criminal cases, this article focuses only on civil cases, particularly in the area of family law.
Why do you need to confirm your client's agreement to conduct a settlement conference?
To avoid potential problems later, confirm your client’s agreement to conduct a settlement conference while both parties and attorneys are present at a pretrial hearing. This confirmation on the record may help clarify everyone’s expectations ahead of the conference and could also give the judge insight into the issues that need to be addressed during the settlement conference. Additionally, this is a critical step if you are unaware of whether your particular judge allows settlement conferences or not.
Should settlement conferences be held late?
If possible, the settlement conference should not be held so late in the process that the parties are prepared (emotionally and financially) to take the case to trial regardless. 2. Discuss the process with your client.
What is a settlement conference?
Every family law case has to have a settlement conference if the parties (you and your partner) cannot agree on your issues.
How long before a court case conference do you have to file a form?
At least 3 days before your case conference, you must tell the court that you want your conference to proceed. You do this by filing a Form 17F: Confirmation of Conference that tells the judge the issues you would like to address and the documents the judge should review. If you or the other party don’t file this form, you will need the judge’s permission to go ahead with the conference.
What is the note at the end of a court conference?
At the end of your conference, the judge makes a note (or endorsement) in your file to say the conference took place and any orders were made. You should get a copy of the endorsement.
What is the second goal of a trial judge?
Their second goal is to make sure that all the information and documents that a trial judge needs to make a decision on your case have been exchanged and that the case is ready to go to trial.
Can a judge record a conference?
You should get a copy of the endorsement. The judge may record the conference for their use . You can get a copy of this recording only with a judge’s consent or a court order. This is only given in rare situations.
Do you have to send court forms to the other party?
You have to send certain court forms to the other party and file them with the court before your settlement conference. This includes:
Do you have to share financial documents before settlement?
If your case involves property or support issues, you also have to share your financial documents before your settlement conference. This includes the documents that are required before your support or property calculations can be prepared (including Income Tax Returns, proof of current income, assets and debts).
What is the procedure for a settlement conference?
Procedures in a Settlement Conference. The parties will give the judge some background information about the case so that they can prepare to help resolve the disputed issues. The judge will meet with the attorneys for each side, who will present their positions. The parties do not always attend this part of the meeting.
When can a settlement be reached?
A settlement can be reached relatively soon after the case is filed if the facts are clear, or it may be reached after the discovery process concludes.
How does a judge settle a case?
Once the attorneys have presented the case for each side, the judge will meet with the plaintiff and the defendant separately. The judge may transmit several offers and counteroffers, while also making their own recommendations. However, the judge cannot force the parties to agree to a settlement against their will. If they cannot reach an agreement, the case will continue toward trial. If they do reach an agreement, the attorneys for the parties will work together on a document that lays out the settlement. The parties will review and sign this document, and then the judge will dismiss the case.
What is the agreement between a plaintiff and a defendant?
The plaintiff (usually an injured victim) and the defendant (often an insurance company) reach an agreement on the amount of compensation that the defendant will pay the plaintiff for their injuries. This will be based on the strength of the plaintiff’s evidence and the extent of their harm and the related costs.
What happens if you can't reach an agreement?
If they cannot reach an agreement, the case will continue toward trial. If they do reach an agreement, the attorneys for the parties will work together on a document that lays out the settlement. The parties will review and sign this document, and then the judge will dismiss the case.
Do you have to go to a settlement conference before a lawsuit is filed?
Some states require the parties to participate in a settlement conference before they can take a lawsuit to trial. It is relatively short and less formal than a trial, although a judge will oversee the conference. They may hold it in the judge’s chambers or in a conference room.
